Trade Investment Analysis Group

Phone Icon (614) 854-9950

Ross P. Tulman

rpt@tiagroup.com 
(614) 854-9950 Phone
(614) 854-9953 Fax


Employment

  • Registered Investment Advisor. 1985 - Current.
  • Managing Principal - Trade Investment Analysis Group, Columbus, Ohio. Manage fixed income, equity, partnership & venture capital investments. Litigation consulting on securities and investment disputes. Series 65.
  • AudiPac/North American Logistics, Inc. 1993 - 2003.  Columbus, Ohio. Portfolio Manager of fixed income & equity investments, Board of Directors.
  • Registered Representative.   J. C. Bradford & Co. 1982 - 1985.  Columbus, Ohio. Series 7 and Series 63 Licensed.

Education

  • Emory University
    Atlanta, Georgia
    BA, Major: English
  • Xavier University
    Cincinnati, Ohio
    MBA, Concentration: Taxation
  • Johns Hopkins University
    Baltimore, Maryland
    MS Finance; Graduate Certificate, Investments

Training

  • NASD Arbitrator Training, 1992.
  • NASD Chairperson Training, 1996.
  • NASD Employment Law Training, 1997.
  • CDR Associates, completed 40 hour Mediation Training Program; Boulder, Colorado, 1996.
  • NFA Arbitrator Training, 2001.

Comments

  • Member - FINRA (formerly NASD), NFA Board of Arbitrators.
  • Board of Editors - Securities Arbitration Commentator.
  • NASD Discovery Rule Advisory Group; Assisted with the development of NASD NTM 99 - 90.
  • Discovery List Project Task Force 2006; National Arbitration and Mediation Committee.
  • FINRA (formerly NASD) Mediator.
  • Securities Experts' Roundtable; Board of Directors 2005 - 2011; 2016 - Current; President-Elect 2005 - 2006. President 2006 - 2007. President -Elect 2016 - 2017. President 2017 - 2018.
  • Member - Securities Industry Association — Compliance & Legal Division.
  • Ohio Division of Securities Enforcement Committee — 1998 - 99 Co-Chair.
  • Consulted on in excess of 2,500 securities cases for claimants, respondents, plaintiffs and defendants.
  • Testified before NYSE, FINRA/NASD, AAA, CBOE, CPR, JAMS and Pacific Exchange arbitration panels as well as in state and federal court.
  • Pro Bono Consultant to St. John's University School of Law (NY), Securities Arbitration Clinic, 2015 - 16.
  • Speaker at The Ohio Academy of Trial Lawyers Civil and Business Law Seminar, Columbus, 1990 - topic: Securities Fraud and Abuse: Working with Experts.
  • Speaker at PIABA, Palm Beach, 1994 — topic: Damages in Securities Arbitration.
  • Speaker at PIABA, Miami, 1996 — topic: Fixed Income Follies: Packaged Product Abuse.
  • Speaker at Practising Law Institute, New York, 1996 — topic: Damages in Securities Arbitration.
  • Speaker at Practising Law Institute, New York, 1997 — topic: Large and Complex Cases.
  • Speaker at New York City Bar Association, 1998 — topic: Experts in Mediation.
  • Speaker at Practising Law Institute, San Francisco, 1999 — topic: Technology in Securities Arbitration.
  • Speaker/Moderator at Practising Law Institute, New York, 2001 — topic: Securities Arbitration: How to Do It; How to Do It Better.
  • Speaker/Moderator at Practising Law Institute, New York, 2002 — topic: Securities Arbitration: Taking Control of the Process.
  • Speaker/Moderator at Practising Law Institute, New York, 2003 — topic: Securities Arbitration: Simplifying Complexity.
  • Speaker/Moderator at Practising Law Institute, New York, 2006 — topic: Taking Responsibility.
  • Speaker/Moderator at Practising Law Institute, New York, 2008 — topic: Securities Arbitration: Evolving and Improving.
  • Panel Chair at Securities Experts Roundtable, Boston 2013 — topic: Practice Management: What You Need to Know to Become a Better Expert.
  • Faculty - American Arbitration Association, Webinar 2013 — topic: ADR and Emerging Technologies: the Future has Arrived.
  • Panel Chair at Securities Experts Roundtable, San Francisco 2014 — topic: Rule 26 and Other Federal Practices.
  • Speaker at Securities Experts Roundtable, Washington, D.C. 2015 — topic: Tutorial: Expert Testimony 101.
  • Podcast: Investment Adviser Arbitration — What You Need to Know; Securities Arbitration Commentator 2015.
  • Panel Member American Bar Association Section of Dispute Resolution, New York, NY 2016 — topic: The Contribution of Experts to Mediation.
  • Speaker at The New York State Bar Association program on Securities Arbitration and Mediation, New York, NY 2017 — topic: Securities Industry Experts' Perspective on Securities Arbitration.
  • Program Moderator at Securities Experts Roundtable, Chicago, IL 2017.
  • Speaker at AICPA Forensic Valuation Services Conference, Las Vegas, NV 2017 — topic: The Quantification of Damages in Litigation Involving Investment Advisers.
  • Panel Moderator at Securities Experts Roundtable, Washington, D.C. 2018 - topic:  Damage Remedies in Employment, Contract and Fiduciary Cases.

Publications

  • Publication: The Nuts and Bolts of Case Processing, Securities Arbitration 1993, Practising Law Institute.
  • Publication: Structuring a Practical Remedy: Damages in Securities Arbitration, Securities Arbitration 1994, Practising Law Institute.
  • Publication: Case Preparation: The Efficient Use of Documents, Securities Arbitration 1996, Practising Law Institute.
  • Publication: The Use of Graphs and Charts in Arbitration, Securities Arbitration 1997, Practising Law Institute.
  • Publication: Technology in Arbitration: Oxymoron or Reality, Securities Arbitration 1999, Practising Law Institute.
  • Publication: The Calculation of Damages in Securities Arbitration, Securities Arbitration 2000, Practising Law Institute (co-authored).
  • Publication: The Calculation of Damages in Securities Arbitration, Securities Arbitration 2001, Practising Law Institute (co-authored).
  • Publication: The Suitability Obligations of Brokers and Investment Advisers, Securities Arbitration 2003, Practising Law Institute.
  • Publication: "So You Wanna Be A Rock 'N Roll Star......" Expert Problems and Solutions, Securities Arbitration 2006, Practising Law Institute.
  • Publication: The Genesis of a Troubled Product: Auction Rate Securities, Securities Arbitration 2008, Practising Law Institute (co-authored).